Regulatory Compliance and Defense

As a pioneer in this area, we cover the full spectrum of regulatory needs of our clients, ranging from compliance to defense. We are experienced in meeting all aspects of clients’ regulatory compliance needs, including risk assessment, compliance policy, reporting, training, investigation and defense. With the support of our other practice groups, our compliance team has helped clients including leading businesses, financial institutions, professional bodies, governmental and non-governmental organizations, as well as entrepreneurs identify non-compliance issues and regulatory risks, streamline reporting system, and develop effective compliance measures. We are particularly strong in defending our clients in any regulatory investigation and action launched against them, and guiding them through the process.

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